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• Create Date August 24, 2025
• Last Updated August 24, 2025

Comprehensive AI Compliance Assessment Template

Evaluate, score, and monitor your organization’s AI compliance against global regulations, standards, and frameworks.
Check Your AI Compliance: [Download Now]

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Intro:
AI compliance is no longer optional. Organizations face a growing web of regulatory, ethical, and security requirements. This Comprehensive AI Compliance Assessment Template provides a structured, audit-ready framework to identify gaps, document evidence, and build an actionable compliance roadmap.

Key Benefits:

• ✅ Global Coverage: EU AI Act, GDPR, CCPA/CPRA, HIPAA, PIPL, LGPD, PDPA, APPI.

• ✅ Standards Alignment: NIST AI RMF, ISO/IEC 42001, ISO/IEC 23894, ISO/IEC 27001.

• ✅ Audit-Ready: Includes dashboards, KPIs, evidence checklists, and sign-off pages.

• ✅ Risk Management: Addresses privacy, security, explainability, bias, supply chain, and high-risk systems.

• ✅ Actionable Outputs: Prioritized action plan with critical, high, and medium-priority fixes.

Who Uses This?
Compliance officers, risk managers, auditors, and governance committees preparing for AI Act conformity assessments, ISO certification, or internal AI risk reviews.

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Why This Matters

The EU AI Act and other global laws impose strict obligations for high-risk AI systems. Without a structured assessment, organizations risk fines, regulatory sanctions, and reputational damage. This template gives you a complete compliance lens — from privacy and security to ethics, transparency, and sustainability.

Framework Alignment

This assessment maps to:

• EU AI Act – High-risk system requirements, Art. 13 transparency, Art. 60 registration.

• NIST AI RMF – Risk identification, treatment, monitoring, and maturity scoring.

• ISO/IEC 42001 & 23894 – AI governance and risk management integration.

• ISO/IEC 27001 & NIST SP 800-53 – Security and cyber resilience.

• OECD AI Principles – Fairness, accountability, transparency, and societal impact.

• Sector-Specific Regulations – HIPAA, PCI-DSS, NERC CIP, FDA, FTC AI guidelines.

Key Features

• Regulatory Mapping Dashboard: Covers GDPR, CCPA/CPRA, PIPL, LGPD, HIPAA, BIPA.

• Governance & Oversight Structure: Roles for CAIO, Governance Committee, DPO, Legal, and Audit.

• Lifecycle Integration: Ensures compliance at each AI tollgate — from design to decommissioning.

• Privacy & Data Protection: Consent, anonymization, retention, and cross-border transfers.

• Security & Cybersecurity: Vulnerability management, adversarial testing, GenAI prompt injection controls, vendor audits.

• Transparency & Explainability: Model cards, datasheets, system disclosures, user comprehension testing.

• Ethics & Sustainability: Societal impact, environmental considerations, diversity metrics.

• Action Plan & KPIs: Critical items, 30-day, 90-day priorities, compliance scoring, residual risk tracking.

• Evidence Repository Checklist: Centralized log of all compliance proofs for audit-readiness.

Comparison Table

FAQ Section

Q1: Which regulations does this assessment cover?
A: EU AI Act, GDPR, CCPA/CPRA, HIPAA, PIPL, LGPD, PDPA, APPI, and sector-specific laws such as FDA/FTC AI guidance.

Q2: Does it include global standards?
A: Yes. It maps to NIST AI RMF, ISO/IEC 42001, ISO/IEC 23894, ISO 27001, and OECD AI Principles.

Q3: Can this be used for vendor and third-party AI risk?
A: Yes. The supply chain section includes vendor audits, SOC 2/ISO verification, and right-to-audit clauses.

Q4: Does it include a compliance scoring system?
A: Yes. Includes overall compliance score, section maturity ratings, and KPIs.

Q5: How does it handle high-risk systems under the EU AI Act?
A: Provides dedicated requirements mapping for high-risk categories, registration obligations, and oversight workflows.

Q6: Is this assessment suitable for SMEs?
A: Yes. It is scalable — SMEs can apply core sections, while enterprises benefit from full dashboards and governance models.